Account Insurance
Customer accounts carried by Southwest Securities are covered by the Securities Investor Protection Corporation (SIPC), up to a maximum of $500,000 including a $100,000 maximum claim on cash. In addition, Southwest Securities have purchased from an underwriting syndicate at Lloyds of London supplemental protection up to an aggregate of $80,000,000, limited to a combined return to any customer from a Trustee, SIPC and the London underwriters of up to $20,000,000.
Our Capital strength - approximately $200,000,000 - also protects our customers. Historically, the firm has always maintained greater capital than required by any regulatory authority
SIPC and supplemental coverage do not protect against market loss.