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Internet

    EQUITIES (all listed, NASDAQ, OTC stocks)
    any number of shares, any stock, any price
    $16.95

    OPTIONS (all equity and index)
    $20 plus $2 per contract
    Minimum $40 per trade

    LISTED BONDS
    $3 per bond
    Minimum Commission $40

Mutual Funds

    Fund Type Buy Sell Exchange
    No Load $25 $25 $25
    Front Load No fee
    load only
    Free $25
    Back Load No fee
    load only
    No fee
    load only
    $25

 

Broker Assisted

    EQUITIES (all listed, NASDAQ, OTC stocks)
    any number of shares, any stock, any price
    Great Rates!  Call your broker for details

    OPTIONS (all equity and index)
    Great Rates!  Call your broker for details
    Minimum $40 per trade

    LISTED BONDS
    $3 per bond
    Minimum Commission $40

Mutual Funds

    Fund Type Buy Sell Exchange
    No Load $25 $25 $25
    Front Load No fee
    load only
    Free $25
    Back Load No fee
    load only
    No fee
    load only
    $25


Miscellaneous Fees
(all fees in U.S. dollars)

IRA Set-Up Fee FREE
IRA Annual Maintenance $40
Reg-T Extensions
Late payment
$10 plus interest on
outstanding balance
Overnight Mail $10
Inactive Account
No trades for one calendar year
$50
Mailing out Certificates $25
Returned Check Fee
Not sufficient funds
$30
Legal Transfer
Stock registered in decedent's name
144 stock, 145 stock
$150
Voluntary Reorganizations
Mergers, tender offers
$50
Copies of Back Statements
Per month
$5
Outgoing Money Wires

ACATS TRANSFER OUT

 

$15

$25

All fees are subject to change without notice.

 
 

 

500 South Front Street, Suite 930, Columbus, Ohio 43215
Voice: 614.448.3200 - 800.25.STOCK | Fax: 614.448.3203

 

U.S. Brokerage, Inc. is a member of the National Association of Securities Dealers, Inc., MSRB and SIPC. All accounts are through Penson Financial Services, Inc. This is not an offer to sell securities to persons to whom it is unlawful to recommend such an offer. U.S. Brokerage, Inc. can open an account for only those persons that reside in an area in which we are registered to do business.