Open An Account
Minimum $2500 cash or securities
Applications and forms can be downloaded to your PC for printing, completion and forwarding to U.S. Brokerage, Inc. Follow the steps below. All forms are in the Adobe Acrobat Format (.PDF)
Step 1:
Download Adobe Reader:
If you already have Adobe Reader, proceed to STEP 2.
Step 2:
Download and print each of the following applications/agreements:
- New Account Application
- Account Transfer Form
- Confirmations Fax or Email
- Check Writing Account Application
- Online Access Request
- U.S. Brokerage, Inc. Privacy Policy
- Southwest Securities Customer Disclosure
- Southwest Securities Privacy Policy
Step 3:
Determine which additional forms/applications are needed to open your account. Download, print, and complete the appropriate forms.
- ACH
- Corporate Resolution
- Employee Stock Option Exercise
- Fed Wire Request
- Investment Club Account
- Limited Partnership Agreement
- Money Purchase Plan Agreement
- Non Incorporated Association Resolution
- Profit Sharing Plan Agreement
- Trading Authorization
- Trustee Certification of Investement Powers
- W-8
- Transfer On Death Application
- Affidavit of Domicile
- IRA Agreement and Application
- Complete IRA Agreement & Application
- Roth IRA Agreement and Application
- Complete Roth IRA Agreement & Application
- IRA Distribution Request
- IRA On Demand Distribution Request
- IRA Rollover Certification
- Stock Power
- SEP IRA Application
- Simple IRA Application
- Simple IRA Adoption Agreement
- SEP Adoption Agreement
Step 4:
Please complete all forms in their entirety and return with a photo copy of a picture identification (driver's license, passport, state issued id, etc) to:
U.S. Brokerage, Inc.
500 South Front Street
Suite 930
Columbus, Ohio 43215
A U.S. Brokerage, Inc. representative will contact you immediately upon the receipt of your application to provide you with the information you need to begin trading on-line. Please note that funds or buying power must be in your account BEFORE trades can be accepted. Should you desire to enclose an initial deposit to your brokerage account please make your personal check payable to: Southwest Securities (see adding funds to your account.) We will credit your deposit to your account immediately.